AVP

Control and Compliance - AVP D1

Location-Pune, India

Experience-15–20 years

Responsibilities

• Overall ownership of Policies, Risk, Control, and Compliance

• Define control strategy for Iris (transition → steady state)

• Final authority on control effectiveness and remediation

• Board‑level and Audit Committee reporting

• Sponsor transformation and agent‑enabled controls

• Ensure zero dilution of statutory accountability

• Leading a team Senior Managers to ensure that overall control effectiveness of all tower PTP, OTC, RTR, Treasury and FP&A. Deliver all contractual client requirements from controls and controllership

• Lead the retained enterprise controls governance team and coordinate with process GPOs, Service Management, Supplier control leads and Controllership stakeholders to maintain control effectiveness across all in-scope towers.

• Customer Relationship Management -Manage customer relationship and liaise with the client for ensuring alignment on process related activities, changes in process and identifying opportunities control effectiveness

• Act as a point of escalation for critical/ complex service issues and Manage Risk & compliance

• Prioritize controls backlog across process towers.

• Approve control simplification and automation initiatives.

• Sponsor AI-enabled preventive controls.

• Define future-state continuous control monitoring framework

• Serve as primary retained interface for supplier control leaders.

• Hold supplier accountable for control execution and evidence quality.

• Approve remediation plans for material control failures

• Govern financial integrity across ICFR, SOX, Accounting Policy Compliance, Financial Reporting Integrity and Regulatory Compliance.

• Chair Controllership Committee, Escalate material risks to SteerCo.

• Interface with CFO, Controllers and External Auditors.