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Compliance Advisor (NBFC)

Antal International
Bengaluru, KA, IN
5 - 7 yrs
1d ago0 view0 clicked apply
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Manager/Sr. Manager- Compliance Advisor


Roles and Responsibilities:


  • Track and disseminate RBI circulars to senior management.
  • Prepare and maintain checklists for regulatory implementation.
  • Prepare regulatory decks for Board and committee updates
  • Coordinate with the business team to implement compliance requirements and provide advisory support.
  • Oversee compliance for partnership products, specifically maintaining checklists for digital lending partner onboarding.
  • Negotiate and follow up with stakeholders on compliance matters.
  • Draft company policies and processes.
  • Ensure all compliance checks are completed for new product launches.
  • Support responses to RBI queries and other regulatory correspondence.
  • Coordinate with Legal and Audit teams on compliance matters.
  • Foster a compliance-focused culture within the company.


Qualification and Experience: -

  • CS or MBA graduate.
  • 5-7 years’ total experience (minimum 3-5 years in Banks/ NBFCs, preferably in the regulatory compliance domain)
  • Strong communication and interpersonal skills
  • Willing to continuously learn various Regulatory/Statutory laws applicable to NBFCs.


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